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PANG Nam Wa

彭南華
CE AIX139Licensed IndividualSFO licence active
Official SFC record

PANG Nam Wa (CE number AIX139) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCOM MPF & Financial Services Company Limited
交銀積金理財服務有限公司

Licence Record (2)

2012-08-01 – present Current
BOCOM MPF & Financial Services Company Limited Rep
RA 1 RA 4
2003-04-01 – 2012-11-12
Bank of Communications Trustee Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIX139