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HO Kwok Wai, Stephen

何國維
CE AIU803Licensed IndividualSFO licence active

HO Kwok Wai, Stephen (CE number AIU803) is an individual licensed by the Hong Kong SFC. First licensed on 2019-05-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSunfund Securities Limited
東皓證券有限公司

Licence Record (2)

2023-03-06 – present Current