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YIM Yu Tak

嚴汝德
CE AIR501Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIM Yu Tak (CE number AIR501) is an individual licensed by the Hong Kong SFC. First licensed on 2003-05-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAbsolute Investment Management (HK) Limited
寶橋投資管理有限公司
Responsible OfficerBaoQiao Partners Capital Limited
寶橋融資有限公司

Licence Record (7)

2014-05-22 – present Current
BaoQiao Partners Capital Limited RO
RA 1 RA 6
2007-01-23 – present Current
Absolute Investment Management (HK) Limited RO
RA 4 RA 9
2022-02-10 – 2025-02-20
FUZE SECURITIES (INTERNATIONAL) LIMITED RO
RA 1 RA 4
2019-10-29 – 2023-04-11
FUZE SECURITIES (INTERNATIONAL) LIMITED Rep
RA 1
2011-06-20 – 2018-01-04
BaoQiao Partners Capital Limited Rep
RA 1 RA 6
2003-08-22 – 2004-06-09
Joy Silver Limited Rep
RA 6
2003-05-20 – 2007-01-23
Absolute Investment Management (HK) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIR501