Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

OR Pui Sing

柯沛成
CE AIQ685Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

OR Pui Sing (CE number AIQ685) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPublic Financial Securities Limited
大眾金融証券有限公司
Executive OfficerPublic Bank (Hong Kong) Limited
大眾銀行(香港)有限公司

Licence Record (2)

2008-07-03 – present Current
Public Financial Securities Limited RO
RA 1
2003-04-01 – 2008-07-03
Public Financial Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIQ685