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MOK James Ka-Chi

莫家志
CE AIL413Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MOK James Ka-Chi (CE number AIL413) is an individual licensed by the Hong Kong SFC. First licensed on 2006-02-10. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLehin Securities Limited
利興股票有限公司

Licence Record (2)

2006-02-10 – present Current
Lehin Securities Limited RO
RA 1
2024-01-16 – 2024-03-12
Lehin Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIL413