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KO Lap Chuen

高立川
CE AIH610Licensed IndividualResponsible OfficerSFO licence active

KO Lap Chuen (CE number AIH610) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerRui Da International Asset Management (Hong Kong) Limited
瑞達國際資產管理(香港)有限公司
Responsible OfficerRui Da International Securities (Hong Kong) Limited
瑞達國際證券(香港)有限公司
RepresentativeRui Da International Asset Management (Hong Kong) Limited
瑞達國際資產管理(香港)有限公司
RepresentativeRui Da International Finance Holding Limited
瑞達國際金融控股有限公司

Licence Record (17)

2024-08-09 – present Current
2017-11-01 – 2019-10-20
2017-09-26 – 2017-11-01
2017-09-26 – 2019-10-20
2017-03-07 – 2017-09-14
2015-11-02 – 2017-09-14
2015-08-25 – 2015-11-02
2014-10-29 – 2015-08-17
2009-10-22 – 2014-10-22
2005-11-29 – 2009-10-21
2004-07-23 – 2006-08-05
2003-04-01 – 2004-06-10