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CHAU Ho Hei

巢皓熙
CE AIE136Licensed IndividualSFO licence active
Official SFC record

CHAU Ho Hei (CE number AIE136) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (8)

2012-06-14 – present Current
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2
2015-11-16 – 2021-03-19
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2015-11-16 – 2021-03-19
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2009-09-28 – 2013-04-10
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 2
2005-07-27 – 2007-04-21
CITIC Securities Futures (HK) Limited Rep
RA 2
2004-07-07 – 2007-04-21
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2003-11-19 – 2004-07-03
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2003-04-01 – 2004-07-03
CES Forex (HK) Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIE136