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CHEUNG Wai Kan, Christine

張蔚瑾
CE AID052Licensed IndividualSFO licence active
Official SFC record

CHEUNG Wai Kan, Christine (CE number AID052) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGavekal Capital Limited

Licence Record (7)

2013-05-02 – present Current
Gavekal Capital Limited Rep
RA 9
2012-09-12 – 2013-04-30
Marshall Wace Gavekal Asia Limited Rep
RA 9
2006-11-22 – 2008-10-17
RimAsia Capital Partners (Hong Kong) Limited RO
RA 4 RA 9
2006-03-23 – 2006-11-22
RimAsia Capital Partners (Hong Kong) Limited Rep
RA 4 RA 9
2004-04-02 – 2006-02-03
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2004-04-02 – 2006-02-03
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1
2003-04-01 – 2004-03-02
Credit Suisse Securities (Hong Kong) Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AID052