Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WONG NGO Derick

王文俊
CE AIB759Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG NGO Derick (CE number AIB759) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-16. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerThing On Securities Limited
晉安證券有限公司

Licence Record (2)

2012-03-21 – present Current
Thing On Securities Limited RO
RA 1
2008-07-16 – 2012-03-21
Thing On Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIB759