LEE David

李家偉

CE AHX965Licensed IndividualResponsible OfficerSFO licence active

LEE David (CE number AHX965) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Gemsolar Capital Management Limited 朝文資本管理有限公司

Licence Record (12)

2024-09-20 – present Current

Gemsolar Capital Management Limited RO

RA 4 RA 9

2024-08-01 – 2024-09-20

Gemsolar Capital Management Limited Rep

RA 4 RA 9

2022-07-25 – 2024-02-28

Ming Yang Capital Limited RO

RA 4 RA 9

2021-04-21 – 2022-06-24

Long Trends Securities Limited RO

RA 4 RA 9

2019-05-23 – 2021-03-16

Central Wealth Securities Investment Limited Rep

RA 1

2018-11-13 – 2021-03-16

Central Wealth Asset Management Limited RO

RA 4 RA 9

2017-03-13 – 2018-09-30

BCCF Securities Co., Limited RO

RA 4 RA 9

2017-02-21 – 2017-03-13

BCCF Securities Co., Limited Rep

RA 4 RA 9

2016-07-27 – 2017-01-31

Topaz Capital Management Limited RO

RA 9

2015-08-27 – 2016-06-30

Gulf Line Capital Advisors Limited RO

RA 4 RA 9

2014-06-05 – 2015-07-31

DaoKou Asset Management Limited RO

RA 4 RA 9

2008-09-29 – 2013-05-13

SIIC Asset Management Company Limited RO

RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHX965