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KALB Victoria Stacey

CE AHT205Licensed IndividualNo active licence
Official SFC record

KALB Victoria Stacey (CE number AHT205) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-18. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUBS Securities Asia Limited

Licence Record (2)

2019-01-09 – 2026-05-29
UBS Securities Asia Limited Rep
RA 4
2008-09-18 – 2010-07-28
CLSA Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHT205