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LAU Yau Wai, Jimmy

劉有為
CE AHS952Licensed IndividualSFO licence active
Official SFC record

LAU Yau Wai, Jimmy (CE number AHS952) is an individual licensed by the Hong Kong SFC. First licensed on 2016-08-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeUOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
RepresentativeUOB Kay Hian Futures (Hong Kong) Limited
大華繼顯期貨(香港)有限公司

Licence Record (4)

2020-08-28 – present Current
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2019-12-20 – present Current
UOB Kay Hian (Hong Kong) Limited Rep
RA 1 RA 4
2017-01-10 – 2019-10-08
Mount Logan Capital Limited Rep
RA 4
2016-08-26 – 2016-10-28
Tung Tai Securities Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHS952