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HUNT Christopher James Andrews

CE AHR004Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

HUNT Christopher James Andrews (CE number AHR004) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerUBS Securities Asia Limited
Executive OfficerUBS AG

Licence Record (2)

2011-07-27 – present Current
UBS Securities Asia Limited RO
RA 1 RA 2
2003-04-01 – 2016-06-23
UBS Securities Asia Limited Rep
RA 1 RA 2 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHR004