Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LIU Ying Chen

劉迎晨
CE AHP730Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Ying Chen (CE number AHP730) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerEminence Capital Partners Limited
卓高資本有限公司

Licence Record (10)

2019-08-22 – present Current
Eminence Capital Partners Limited RO
RA 6
2019-08-09 – 2019-08-22
Eminence Capital Partners Limited Rep
RA 6
2019-02-13 – 2019-04-30
China Sunrise Securities (International) Limited Rep
RA 1
2017-06-02 – 2017-08-18
Arta Corporate Advisory Limited RO
RA 6
2017-03-09 – 2019-04-30
China Sunrise Capital Limited RO
RA 6
2017-02-01 – 2017-03-09
China Sunrise Capital Limited Rep
RA 6
2014-06-06 – 2016-04-27
Sinolink Securities (Hong Kong) Company Limited RO
RA 6
2004-06-25 – 2007-04-14
China Everbright Capital Limited Rep
RA 6
2003-04-01 – 2004-05-20
JS Cresvale Capital Limited Rep
RA 4 RA 6 RA 9
2003-04-01 – 2004-05-18
JS Cresvale Securities International Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHP730