LI Ping Sun

李炳燊

CE AHN494Licensed IndividualResponsible OfficerSFO licence active

LI Ping Sun (CE number AHN494) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (3)

Capacity	Company / Institution
Responsible Officer	Asia Pacific Asset Management Limited 亞太資產管理有限公司
Responsible Officer	Asia Pacific Financial Capital Limited 亞太金融融資有限公司
Responsible Officer	Asia Pacific Securities Limited 亞太證券有限公司

Licence Record (10)

2021-04-29 – present Current

Asia Pacific Financial Capital Limited RO

RA 6

2018-02-08 – present Current

Asia Pacific Asset Management Limited RO

RA 9

2008-08-19 – present Current

Asia Pacific Securities Limited RO

RA 1 RA 2 RA 4

2020-03-13 – 2021-04-29

Asia Pacific Financial Capital Limited Rep

RA 6

2007-09-27 – 2010-04-08

Yue Xiu Futures Company Limited Rep

RA 2

2007-06-18 – 2015-12-16

Asia Pacific Securities Limited Rep

RA 1 RA 2

2005-05-11 – 2005-10-06

Tse's Securities Limited Rep

RA 1

2004-04-26 – 2005-05-09

Cinda International Securities Limited Rep

RA 1

2003-08-13 – 2005-05-09

Cinda International Investment Management Limited Rep

RA 3

2003-04-01 – 2007-06-07

Hong Kong Forex Investment Limited Rep

RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHN494