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YANG Yuchuan

楊玉川
CE AHK019Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YANG Yuchuan (CE number AHK019) is an individual licensed by the Hong Kong SFC. First licensed on 2003-07-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPrime China Investments and Advisory Limited
華大投資和顧問有限公司
Responsible OfficerPrime China Securities Limited
華大證券有限公司

Licence Record (7)

2019-07-19 – present Current
Prime China Investments and Advisory Limited RO
RA 4 RA 9
2016-09-02 – present Current
Prime China Securities Limited RO
RA 1 RA 4
2012-11-21 – 2013-05-21
Partners Capital International Limited RO
RA 1
2007-04-03 – 2013-05-21
Partners Asset Management (HK) Limited RO
RA 4 RA 9
2006-04-21 – 2013-05-21
Partners Capital Securities Limited RO
RA 1
2003-11-25 – 2006-01-19
Qi Yuan Asset Management (H.K.) Limited RO
RA 4 RA 9
2003-07-07 – 2003-11-25
Qi Yuan Asset Management (H.K.) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHK019