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LAU Oi Shan

劉靄珊
CE AHH536Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Oi Shan (CE number AHH536) is an individual licensed by the Hong Kong SFC. First licensed on 2004-01-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGlobal Mastermind Securities Limited
環球大通證券有限公司

Licence Record (5)

2020-11-18 – present Current
Global Mastermind Securities Limited RO
RA 1 RA 4
2014-10-03 – 2020-10-03
Ever-Long Research Limited RO
RA 4
2013-08-05 – 2020-10-03
Ever-Long Securities Company Limited RO
RA 1 RA 4
2008-07-14 – 2013-08-05
Ever-Long Securities Company Limited Rep
RA 1 RA 4
2004-01-16 – 2004-05-11
Open Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHH536