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DU Hoc Sieu

余學超
CE AHC988Licensed IndividualSFO licence active
Official SFC record

DU Hoc Sieu (CE number AHC988) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (8)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCES Commodities (HK) Limited
光證期貨（香港）有限公司
RepresentativeEverbright Securities Investment Services (HK) Limited
光大證券投資服務（香港）有限公司

Licence Record (3)

2003-04-01 – present Current
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – present Current
CES Commodities (HK) Limited Rep
RA 2 RA 5 RA 9
2003-04-01 – 2025-06-20
CES Forex (HK) Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHC988