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LAI Wai Kwong Daryl

黎偉光
CE AHC852Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Wai Kwong Daryl (CE number AHC852) is an individual licensed by the Hong Kong SFC. First licensed on 2009-07-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCASH Wealth Management Limited
時富財富管理有限公司
Responsible OfficerCelestial Securities Limited
時富證券有限公司

Licence Record (8)

2018-07-18 – present Current
Celestial Securities Limited RO
RA 1
2011-12-01 – present Current
CASH Wealth Management Limited RO
RA 1 RA 4 RA 9
2025-03-17 – 2025-08-28
Celestial Commodities Limited RO
RA 2
2024-03-05 – 2025-07-14
CASH Asset Management Limited RO
RA 9
2019-04-02 – 2019-05-14
China Chengtong (Hong Kong) Asset Management Company Limited Rep
RA 1 RA 4 RA 9
2016-07-06 – 2022-08-31
China Chengtong (Hong Kong) Asset Management Company Limited RO
RA 1 RA 4 RA 9
2010-06-23 – 2018-07-18
Celestial Securities Limited Rep
RA 1
2009-07-31 – 2018-07-18
CASH Wealth Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHC852