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CHAN Ho Ming

陳可名
CE AHA905Licensed IndividualSFO licence active
Official SFC record

CHAN Ho Ming (CE number AHA905) is an individual licensed by the Hong Kong SFC. First licensed on 2006-03-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeUOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
RepresentativeUOB Kay Hian Futures (Hong Kong) Limited
大華繼顯期貨(香港)有限公司

Licence Record (4)

2016-05-16 – present Current
UOB Kay Hian (Hong Kong) Limited Rep
RA 1 RA 4
2016-05-16 – present Current
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2006-03-30 – 2016-05-10
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2 RA 4
2006-03-30 – 2013-08-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHA905