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THAM Mun Hon

譚文漢
CE AGY660Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

THAM Mun Hon (CE number AGY660) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerUOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司

Licence Record (7)

2017-09-20 – present Current
UOB Kay Hian (Hong Kong) Limited RO
RA 4
2012-12-05 – 2017-09-20
UOB Kay Hian (Hong Kong) Limited Rep
RA 4
2011-12-20 – 2012-11-28
MIB Securities (Hong Kong) Limited Rep
RA 4
2009-08-24 – 2011-09-16
Daiwa Capital Markets Hong Kong Limited Rep
RA 4
2008-08-14 – 2011-09-16
Daiwa Institute of Research (Hong Kong) Limited Rep
RA 4
2005-08-30 – 2008-07-26
Credit Agricole Securities (Asia) Limited Rep
RA 4
2003-04-01 – 2005-08-23
BNP Paribas Securities (Asia) Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGY660