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HO Lee Pui

何利培
CE AGX591Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HO Lee Pui (CE number AGX591) is an individual licensed by the Hong Kong SFC. First licensed on 2004-05-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSuccess Securities Limited
實德證券有限公司

Licence Record (4)

2020-04-21 – present Current
Success Securities Limited RO
RA 1
2006-12-06 – 2020-04-21
Success Securities Limited Rep
RA 1
2004-10-14 – 2006-11-18
Beevest Securities Limited Rep
RA 1
2004-05-21 – 2004-10-07
Shun Loong Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGX591