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WU Huimin

吳惠敏
CE AGX447Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Huimin (CE number AGX447) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTrivest Advisors Limited

Licence Record (3)

2010-04-08 – present Current
Trivest Advisors Limited RO
RA 9
2004-09-15 – 2008-07-15
Prime Capital Management Company Limited RO
RA 4 RA 9
2003-04-01 – 2004-09-15
State Street Global Advisors Asia Limited Rep
RA 4 RA 5 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGX447