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LAM Chi Siu, Milton

林子紹
CE AGW054Licensed IndividualSFO licence active
Official SFC record

LAM Chi Siu, Milton (CE number AGW054) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司

Licence Record (6)

2010-06-02 – present Current
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2009-03-18 – 2010-04-13
ICAP Equities Asia Limited Rep
RA 1
2004-05-14 – 2009-01-17
Goldman Sachs (Asia) Securities Limited Rep
RA 1
2004-05-10 – 2009-01-17
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2004-05-10 – 2009-01-17
Goldman Sachs Futures (Asia) Limited Rep
RA 2
2003-04-01 – 2004-05-07
Newedge Broker Limited Rep
RA 1 RA 2 RA 5 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGW054