LEE Yik Yu

李奕儒

CE AGV327Licensed IndividualResponsible OfficerSFO licence active

LEE Yik Yu (CE number AGV327) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Neutral Financial Holding Company Limited 中和金控有限公司

Licence Record (10)

2019-09-17 – present Current

Neutral Financial Holding Company Limited RO

RA 6

2019-09-02 – 2019-09-17

Neutral Financial Holding Company Limited Rep

RA 6

2018-06-29 – 2019-09-01

Sheng Yuan Capital (Hong Kong) Limited RO

RA 6

2016-03-07 – 2017-01-26

CVP Capital Limited RO

RA 6

2016-01-26 – 2017-01-26

CVP Capital Limited Rep

RA 1 RA 4 RA 6

2007-08-31 – 2016-01-05

INCU Corporate Finance Limited RO

RA 6

2007-04-11 – 2007-08-31

INCU Corporate Finance Limited Rep

RA 6

2004-07-20 – 2006-08-05

VC Capital Limited Rep

RA 6

2003-10-24 – 2004-07-20

SinoPac Securities (Asia) Limited Rep

RA 6

2003-04-01 – 2003-08-16

REXCAPITAL (Hong Kong) Limited Rep

RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGV327