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FAN Yanjin

范艷瑾
CE AGP744Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FAN Yanjin (CE number AGP744) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerExpecta Capital Limited
明景資本有限公司

Licence Record (6)

2022-01-14 – present Current
Expecta Capital Limited RO
RA 4 RA 9
2020-10-21 – 2021-08-31
China International Capital Corporation Hong Kong Asset Management Limited RO
RA 4
2020-09-04 – 2021-08-31
China International Capital Corporation Hong Kong Asset Management Limited Rep
RA 9
2014-02-24 – 2021-08-31
China International Capital Corporation Hong Kong Securities Limited RO
RA 1 RA 4
2005-01-19 – 2017-09-19
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4
2003-04-01 – 2005-01-19
China International Capital Corporation (International) Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGP744