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HAN Wing Yan, Theresa

幸詠恩
CE AGP158Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HAN Wing Yan, Theresa (CE number AGP158) is an individual licensed by the Hong Kong SFC. First licensed on 2014-05-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGCM Investments Hong Kong Limited

Licence Record (1)

2014-05-07 – present Current
GCM Investments Hong Kong Limited RO
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGP158