Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHUI Tat Fai

徐達輝
CE AGO748Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHUI Tat Fai (CE number AGO748) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (8)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLUPU (Hong Kong) Limited
陸浦(香港)有限公司

Licence Record (13)

2021-09-02 – present Current
LUPU (Hong Kong) Limited RO
RA 1 RA 4 RA 9
2021-08-16 – 2021-09-02
LUPU (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2018-06-11 – 2021-08-15
Changchun Securities Limited RO
RA 1 RA 4 RA 9
2017-03-20 – 2017-11-30
AIF Securities Limited RO
RA 1
2017-03-20 – 2017-11-30
Amber Hill Asset Management Limited RO
RA 4 RA 9
2017-01-18 – 2017-03-20
AIF Securities Limited Rep
RA 1
2017-01-18 – 2017-03-20
Amber Hill Asset Management Limited Rep
RA 4 RA 9
2016-07-25 – 2017-01-07
China Hong Kong Capital Asset Management Company Limited RO
RA 1 RA 9
2010-01-14 – 2010-12-16
ICBC International Securities Limited Rep
RA 1
2010-01-14 – 2010-12-16
ICBC International Futures Limited Rep
RA 2
2004-09-04 – 2010-01-01
CES Forex (HK) Limited Rep
RA 3
2003-04-01 – 2010-01-01
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2010-01-01
CES Commodities (HK) Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGO748