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NG Ka Kin

吳家健
CE AGO101Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Ka Kin (CE number AGO101) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerZhong Shan Asset Management Limited
鍾山資產管理有限公司

Licence Record (3)

2026-07-09 – present Current
Zhong Shan Asset Management Limited RO
RA 4 RA 9
2021-09-10 – 2025-04-21
Zircon Securities (HK) Limited RO
RA 1 RA 2 RA 4 RA 5 RA 9
2003-04-01 – 2003-07-21
Tung Shing Securities (Brokers) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGO101