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CHAN Anthony Jen Haw

陳甄灝
CE AGN913Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Anthony Jen Haw (CE number AGN913) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerIsola Capital Asset Management Limited
安勵資產管理有限公司

Licence Record (6)

2012-10-17 – present Current
Isola Capital Asset Management Limited RO
RA 1 RA 4 RA 9
2009-03-18 – 2011-10-31
Yorkville Advisors HK Limited RO
RA 1 RA 4 RA 6
2007-05-23 – 2008-07-21
Lehman Brothers Asia Limited Rep
RA 4 RA 6
2004-04-30 – 2007-05-11
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1
2004-04-30 – 2007-04-27
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2003-04-01 – 2004-04-13
Credit Suisse Securities (Hong Kong) Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGN913