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CHENG Chi Kwong

鄭志光
CE AGN592Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHENG Chi Kwong (CE number AGN592) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSouth China Capital Limited
南華融資有限公司
RepresentativeSouth China Securities Limited
南華證券投資有限公司

Licence Record (6)

2024-05-13 – present Current
South China Securities Limited Rep
RA 1
2023-06-09 – present Current
South China Capital Limited RO
RA 6
2022-12-29 – 2023-06-09
South China Capital Limited Rep
RA 6
2014-11-21 – 2022-12-08
First Shanghai Capital Limited RO
RA 6
2011-03-24 – 2022-12-08
First Shanghai Securities Limited RO
RA 6
2003-04-01 – 2014-11-21
First Shanghai Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGN592