Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEUNG Siu Mun

梁小敏
CE AGK989Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEUNG Siu Mun (CE number AGK989) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 8 (Securities margin financing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 8 Securities Margin Financing

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCaitong International Securities Co., Limited
財通國際證券有限公司
RepresentativeCaitong International Securities Co., Limited
財通國際證券有限公司

Licence Record (4)

2019-04-09 – present Current
Caitong International Securities Co., Limited RO
RA 1
2016-04-13 – present Current
Caitong International Securities Co., Limited Rep
RA 1 RA 4
2003-10-22 – 2016-03-18
Celestial Securities Limited Rep
RA 1 RA 7
2003-04-01 – 2005-03-31
Celestial Finance Limited Rep
RA 8

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGK989