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CHU Pierre Wang Chung

朱宏中
CE AGK798Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHU Pierre Wang Chung (CE number AGK798) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司

Licence Record (3)

2011-08-26 – present Current
Goldman Sachs (Asia) L.L.C. RO
RA 1 RA 6
2007-07-23 – 2011-08-26
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 6
2003-04-01 – 2003-06-25
UBS Securities Asia Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGK798