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HO Yuk Wa, Janet

何鈺華
CE AGK153Licensed IndividualSFO licence active
Official SFC record

HO Yuk Wa, Janet (CE number AGK153) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCaitong International Securities Co., Limited
財通國際證券有限公司

Licence Record (9)

2015-11-10 – present Current
Caitong International Securities Co., Limited Rep
RA 1
2012-04-19 – 2015-11-07
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2012-02-08 – 2015-11-07
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2010-11-17 – 2012-02-02
ABCI Securities Company Limited Rep
RA 1
2010-06-15 – 2010-11-17
ICBC International Futures Limited Rep
RA 2
2009-09-10 – 2010-11-17
ICBC International Securities Limited Rep
RA 1
2007-09-12 – 2009-09-07
BOCOM International Securities Limited Rep
RA 1
2005-10-26 – 2008-03-03
BOCOM International Holdings Company Limited Rep
RA 1
2003-04-01 – 2005-10-17
Tung Shing Securities (Brokers) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGK153