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NG Ka Pong

吳家邦
CE AGJ944Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Ka Pong (CE number AGJ944) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMage Securities Limited
明璣證券有限公司

Licence Record (3)

2021-06-10 – present Current
Mage Securities Limited RO
RA 1
2017-03-03 – 2021-06-10
Mage Securities Limited Rep
RA 1
2003-04-01 – 2010-08-07
XinKong International Securities Limited Rep
RA 1 RA 2 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGJ944