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SHAW Allan

蕭海洋
CE AGI956Licensed IndividualSFO licence active
Official SFC record

SHAW Allan (CE number AGI956) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeSolo Futures Limited
高歌期貨有限公司
RepresentativeSolo Securities Limited
高歌證券有限公司

Licence Record (17)

2025-02-07 – present Current
Solo Futures Limited Rep
RA 2
2025-01-20 – present Current
Solo Securities Limited Rep
RA 1
2023-04-24 – 2024-07-31
Hong Kong Main Fund Securities Limited RO
RA 1
2019-05-23 – 2022-07-28
Zhongpu International Futures Co., Limited RO
RA 1 RA 2
2015-08-31 – 2018-02-02
CITIC Futures International Company Limited RO
RA 2
2014-05-12 – 2015-08-05
HGNH International Futures Co., Limited RO
RA 2
2014-04-04 – 2015-08-05
HGNH International Forex Co., Limited RO
RA 3
2014-02-07 – 2015-08-05
HGNH International Securities Co., Limited Rep
RA 1
2013-12-19 – 2014-05-12
HGNH International Futures Co., Limited Rep
RA 2
2013-02-21 – 2013-07-04
Haitong International Securities Company Limited RO
RA 3
2006-02-03 – 2009-07-18
CES Commodities (HK) Limited Rep
RA 2
2006-02-03 – 2009-07-18
CES Forex (HK) Limited Rep
RA 3
2004-06-25 – 2009-07-18
Shun Loong Futures Limited Rep
RA 2
2004-06-25 – 2009-07-18
Shun Loong Forex Company Limited Rep
RA 3
2004-05-18 – 2013-07-04
Haitong International Futures Limited Rep
RA 2
2004-04-14 – 2013-07-04
Haitong International Securities Company Limited Rep
RA 1 RA 3
2003-04-01 – 2004-04-13
Hong Kong Forex Investment Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGI956