Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHENG Chi Ming, Andrew

鄭志明
CE AGI759Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHENG Chi Ming, Andrew (CE number AGI759) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAlpha Asset Management (HK) Limited
首盛資產管理(香港)有限公司
Responsible OfficerAlpha Financial Group Limited
首盛資本集團有限公司

Licence Record (5)

2020-11-06 – present Current
Alpha Asset Management (HK) Limited RO
RA 4 RA 9
2005-10-31 – present Current
Alpha Financial Group Limited RO
RA 1 RA 6
2004-08-30 – 2019-09-30
Ample Capital Limited RO
RA 4 RA 6 RA 9
2004-08-19 – 2004-08-30
Ample Capital Limited Rep
RA 6
2003-04-01 – 2004-08-17
First Asia Finance Group Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGI759