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NG Season Gregory

吳世淳
CE AGI713Licensed IndividualSFO licence active
Official SFC record

NG Season Gregory (CE number AGI713) is an individual licensed by the Hong Kong SFC. First licensed on 2014-04-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBlackhorn Wealth Management Limited
晉羚財富管理有限公司

Licence Record (3)

2022-03-29 – present Current
Blackhorn Wealth Management Limited Rep
RA 4 RA 9
2015-07-15 – 2015-08-04
Glory Sun Securities Limited Rep
RA 1 RA 4 RA 9
2014-04-24 – 2015-06-30
IPP Financial Advisers Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGI713