CHAN Suet Yee, Shirley

陳雪怡

CE AGI487Licensed IndividualResponsible OfficerSFO licence active

CHAN Suet Yee, Shirley (CE number AGI487) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司
Responsible Officer	Huajin Securities (International) Limited 華金證券(國際)有限公司

Licence Record (10)

2018-07-03 – present Current

Huajin Securities (International) Limited RO

RA 1

2017-01-17 – present Current

Huajin Corporate Finance (International) Limited RO

RA 4 RA 6

2016-12-20 – 2017-01-17

Huajin Corporate Finance (International) Limited Rep

RA 6

2011-06-15 – 2016-12-11

Cinda International Capital Limited RO

RA 1 RA 6

2011-05-16 – 2016-02-22

Cinda International Capital Limited Rep

RA 1 RA 6

2009-05-04 – 2011-05-03

ICBC International Capital Limited Rep

RA 1 RA 6

2007-05-02 – 2008-09-30

ICEA Capital Asia Limited Rep

RA 6

2006-08-29 – 2009-04-24

ICEA Capital Limited Rep

RA 1 RA 6

2005-01-27 – 2006-08-07

SBI E2-Capital Partners Limited Rep

RA 6

2003-04-01 – 2005-06-09

Stanhill (Hong Kong) Limited Rep

RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGI487