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CHONG Kian Shing

張建成
CE AGE022Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHONG Kian Shing (CE number AGE022) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHSBC Corporate Finance (Hong Kong) Limited

Licence Record (6)

2018-10-31 – present Current
HSBC Corporate Finance (Hong Kong) Limited RO
RA 6
2014-10-10 – 2018-10-31
HSBC Corporate Finance (Hong Kong) Limited Rep
RA 6
2010-07-23 – 2014-05-27
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 6
2007-08-09 – 2010-04-01
Bright Fund Management Limited Rep
RA 1 RA 4 RA 9
2007-08-09 – 2010-04-01
Everbright Securities Global (HK) Limited Rep
RA 1 RA 6
2003-04-01 – 2003-06-25
UBS Securities Asia Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGE022