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MAN Yuen Wai

萬婉慧
CE AGD339Licensed IndividualSFO licence active
Official SFC record

MAN Yuen Wai (CE number AGD339) is an individual licensed by the Hong Kong SFC. First licensed on 2003-08-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司

Licence Record (3)

2005-10-18 – present Current
DBS Vickers (Hong Kong) Limited Rep
RA 1 RA 2
2003-10-13 – 2005-10-06
Open Securities Limited Rep
RA 1 RA 6
2003-08-29 – 2003-10-10
Manulife Investment Management (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGD339