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LAM Oi Ching

林愛清
CE AGA422Licensed IndividualResponsible OfficerSFO licence active

LAM Oi Ching (CE number AGA422) is an individual licensed by the Hong Kong SFC. First licensed on 2006-09-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHang Tai Securities Limited
恒泰證券有限公司
RepresentativeHang Tai Asset Management Limited
恒泰資產管理有限公司

Licence Record (4)

2024-08-23 – present Current
2013-10-08 – present Current
2018-07-17 – 2023-11-30
2006-09-15 – 2013-10-08