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LIEW Wing Lok, Stephen

廖永樂
CE AFW967Licensed IndividualSFO licence active
Official SFC record

LIEW Wing Lok, Stephen (CE number AFW967) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCSC Futures (HK) Limited
群益期貨(香港)有限公司
RepresentativeCSC Securities (HK) Limited
群益證券(香港)有限公司

Licence Record (7)

2019-10-21 – present Current
CSC Securities (HK) Limited Rep
RA 1
2019-08-21 – present Current
CSC Futures (HK) Limited Rep
RA 2
2017-10-03 – 2019-08-08
KGI Asia Limited Rep
RA 1 RA 4
2016-09-07 – 2019-08-08
KGI Futures (Hong Kong) Limited Rep
RA 2
2016-08-03 – 2017-10-02
KGI Asia Limited Rep
RA 1 RA 4
2008-05-23 – 2011-01-31
CAIIS Limited Rep
RA 1 RA 4
2003-04-01 – 2004-03-22
Wintech Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFW967