WONG King Wai, Gilbert

黃景威

CE AFW098Licensed IndividualSFO licence active

WONG King Wai, Gilbert (CE number AFW098) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 8 (Securities margin financing), Type 9 (Asset management).

Regulated Activities (on record) (8)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 8 Securities Margin Financing

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	CLSA Limited 中信里昂證券有限公司

Licence Record (9)

2011-09-15 – present Current

CLSA Limited Rep

RA 1

2010-01-04 – 2011-07-01

Credit Suisse (Hong Kong) Limited Rep

RA 1 RA 2 RA 7

2010-01-04 – 2011-07-01

Credit Suisse Securities (Hong Kong) Limited Rep

RA 1

2005-12-08 – 2009-10-08

J.P. Morgan Broking (Hong Kong) Limited Rep

RA 1 RA 4

2004-03-10 – 2005-11-19

CITIC Securities Brokerage (HK) Limited Rep

RA 1

2004-03-10 – 2005-11-19

CITIC Securities Futures (HK) Limited Rep

RA 2

2003-04-01 – 2004-03-10

Celestial Securities Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2004-03-10

Celestial Commodities Limited Rep

RA 2 RA 5 RA 7 RA 9

2003-04-01 – 2004-03-09

Celestial Finance Limited Rep

RA 8

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFW098