CHONG Sze Wai

莊思偉

CE AFV783Licensed IndividualSFO licence active

CHONG Sze Wai (CE number AFV783) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	China Industrial Securities International Brokerage Limited 興證國際證券有限公司
Representative	China Industrial Securities International Futures Limited 興證國際期貨有限公司

Licence Record (11)

2014-03-17 – present Current

China Industrial Securities International Brokerage Limited Rep

RA 1

2014-03-17 – present Current

China Industrial Securities International Futures Limited Rep

RA 2

2013-10-29 – 2014-01-23

MIB Futures (Hong Kong) Limited Rep

RA 2

2013-04-15 – 2013-09-20

Golden Mountain Financial Limited Rep

RA 2

2012-10-18 – 2012-11-19

Wing Fung Securities Limited Rep

RA 1

2012-10-18 – 2012-11-19

Wing Fung Futures Limited Rep

RA 2

2010-04-15 – 2012-09-29

Haitong International Securities Company Limited Rep

RA 1

2010-04-15 – 2012-09-29

Haitong International Futures Limited Rep

RA 2

2010-01-25 – 2011-05-03

Hai Tong Securities (HK) Brokerage Limited Rep

RA 1 RA 2

2003-04-01 – 2003-06-03

KGI Asia Limited Rep

RA 1 RA 4 RA 6 RA 9

2003-04-01 – 2003-06-03

KGI Futures (Hong Kong) Limited Rep

RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFV783