HO Tsz Ho, Andy

何子浩

CE AFV776Licensed IndividualSFO licence active

HO Tsz Ho, Andy (CE number AFV776) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司

Licence Record (8)

2005-09-23 – present Current

Daiwa Capital Markets Hong Kong Limited Rep

RA 1 RA 2

2005-09-28 – 2007-11-01

Daiwa Securities SMBC Futures (Asia) Limited Rep

RA 2

2005-03-01 – 2005-09-02

Fox-Pitt, Kelton (Asia) Limited Rep

RA 1

2004-04-02 – 2005-02-25

UOB Kay Hian (Hong Kong) Limited Rep

RA 1

2004-04-02 – 2005-02-25

UOB Kay Hian Futures (Hong Kong) Limited Rep

RA 2

2003-04-01 – 2004-03-16

DBS Vickers (Hong Kong) Limited Rep

RA 1 RA 2 RA 4 RA 6 RA 9

2003-04-01 – 2003-10-25

DBS Vickers Securities (Hong Kong) Limited Rep

RA 1 RA 4 RA 6 RA 9

2003-04-01 – 2003-12-11

DBS Vickers Futures (Hong Kong) Limited Rep

RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFV776