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WU Kei Shan

吳基山
CE AFV098Licensed IndividualSFO licence active
Official SFC record

WU Kei Shan (CE number AFV098) is an individual licensed by the Hong Kong SFC. First licensed on 2014-05-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeiFAST Global Markets (HK) Limited
奕豐環球市場(香港)有限公司

Licence Record (4)

2021-06-07 – present Current
iFAST Global Markets (HK) Limited Rep
RA 1 RA 4 RA 9
2014-07-29 – 2021-05-20
HSBC Broking Forex (Asia) Limited Rep
RA 3
2014-06-18 – 2021-05-20
HSBC Broking Futures (Asia) Limited Rep
RA 2
2014-05-26 – 2021-05-20
HSBC Broking Securities (Asia) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFV098