Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

NGAI Suet Mui

魏雪梅
CE AFU638Licensed IndividualSFO licence active
Official SFC record

NGAI Suet Mui (CE number AFU638) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 8 (Securities margin financing), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 8 Securities Margin Financing
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司

Licence Record (5)

2023-04-26 – present Current
SinoPac Securities (Asia) Limited Rep
RA 1
2018-02-22 – 2023-04-06
KGI Asia Limited Rep
RA 1
2004-04-16 – 2004-06-04
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2003-04-01 – 2018-01-16
Celestial Securities Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2004-03-03
Celestial Finance Limited Rep
RA 8

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFU638