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LAM Ting Lok

林庭樂
CE AFT214Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Ting Lok (CE number AFT214) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAmasse Asset Management Limited
寶積資產管理有限公司
Responsible OfficerAmasse Capital Limited
寶積資本有限公司

Licence Record (10)

2020-05-21 – present Current
Amasse Asset Management Limited RO
RA 4 RA 9
2012-09-28 – present Current
Amasse Capital Limited RO
RA 1 RA 6
2012-08-02 – 2012-09-28
Amasse Capital Limited Rep
RA 6
2012-05-16 – 2012-07-27
SPDB International Holdings Limited Rep
RA 6
2012-02-17 – 2012-05-07
Redford Corporate Finance Limited RO
RA 6
2011-01-20 – 2012-02-06
Redford Asset Management Limited RO
RA 4 RA 9
2008-11-03 – 2010-12-22
China Rich Asset Management Limited RO
RA 4 RA 9
2007-07-17 – 2008-11-03
China Rich Asset Management Limited Rep
RA 9
2007-03-07 – 2010-12-22
REXCAPITAL (Hong Kong) Limited Rep
RA 6
2003-04-01 – 2004-10-16
ICEA Capital Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFT214