Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHIU Sze Lai

趙施麗
CE AFT124Licensed IndividualSFO licence active
Official SFC record

CHIU Sze Lai (CE number AFT124) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 8 (Securities margin financing), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 8 Securities Margin Financing
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
RepresentativeCLSA Limited
中信里昂證券有限公司

Licence Record (4)

2015-12-21 – present Current
CLSA Limited Rep
RA 1
2003-05-13 – 2015-12-16
Celestial Commodities Limited Rep
RA 2 RA 7
2003-04-01 – 2015-12-16
Celestial Securities Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2004-01-09
Celestial Finance Limited Rep
RA 8

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFT124